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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-08-18 |
| CA | RA | APPROVED | 2020-08-10 |
Branch Locations
Los Angeles, CA • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 05/2020 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 06/2020 | Present |
| Los Angeles Capital | Los Angeles | CA | 02/2015 | 04/2020 |
| John Hancock Distributors Llc | Boston | MA | 09/2020 | Present |
a. OBA Name: Larchmont Charter School b. Investment-related?: Yes c. OBA Address: 606 N. Larchmont Blvd. suite 202, Los Angeles, CA 9004 d. OBA Nature: Public School e. Position, Title, or Relationship with the OBA: Investment Committee Member f. OBA Start Date: 06/19/2026 g. Approximate number of hours/month devoted to the OBA: 1 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: This group will convene periodically (ad hoc) to help advise the school’s Executive Director as to how to begin investing the school’s cash reserve. There is a separate finance committee, and the school staff has signing authority with banks and financial institutions, not any of the volunteer committee members.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2010-05-11 |
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