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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-11-03
IL RA APPROVED 2021-11-01
IN RA APPROVED 2021-11-01
CA RA APPROVED 2021-10-28
CT RA APPROVED 2021-10-28
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2006-04-07
  • RI RA
    APPROVED
    Since 2021-11-03
  • IL RA
    APPROVED
    Since 2021-11-01
  • IN RA
    APPROVED
    Since 2021-11-01
  • CA RA
    APPROVED
    Since 2021-10-28
  • CT RA
    APPROVED
    Since 2021-10-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2006-04-07

Branch Locations

Miami, FL • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Other Businesses

CP Ice / United States / 9- Parkway Road NY / www.centralparkice.org/ Other Non-Profit / Sport & Leisure Facilities / Member of Board of directors / Start Date 6/14/2019 / SlangMagic / 52 Lispenard Street - TH2 New York, New York 10013 / United States / Foundation / www.slangmagic.com / Agriculture & Livestock / I will be on the board and help with fundraising activities. / Member of Board of directors / Help with fundraising / Start Date 9/25/2019 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-22
  • S66 Uniform Combined State Law Examination
    2000-03-22

View on SEC IAPD

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