David Lindsey Schaen

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-02-19
DE	RA	APPROVED	2021-08-06

PA RA
APPROVED

Since 2026-02-19
DE RA
APPROVED

Since 2021-08-06

Branch Locations

Chadds Ford, PA • United States

750 Prides Crossing Suite 301, Newark, DE 19713 • United States

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marvin & Palmer Associates, Inc.	Wilmington	DE	04/1991	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	DE	05/2017	08/2021
Unemployed	Chadds Ford	PA	12/2016	05/2017
Bank Of America, N.A.	Wilmington	DE	08/2017	08/2021
Nwam, Llc Dba Northwest Asset Management	Newark	DE	08/2021	Present

04/1991 → 12/2016

Marvin & Palmer Associates, Inc.

Wilmington, DE
05/2017 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
12/2016 → 05/2017

Unemployed

Chadds Ford, PA
08/2017 → 08/2021

Bank Of America, N.A.

Wilmington, DE
08/2021 → Present

Nwam, Llc Dba Northwest Asset Management

Newark, DE

Previous Registrations

2017-10-10 → 2021-08-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
1997-07-16 → 2009-12-11

Marvin & Palmer Associates

Wilmington, DE

Other Businesses

Greenville Country Club; not investment-related; 201 Owls Nest Rd, Wilmington, DE 19807; Family Racquets, Dining, and Social Club; Vice President (volunteer position); 1/1/2026; 4 hours per month, none during securities trading hours; Participate on the Board to assist in guiding club policy.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-09

S66 Uniform Combined State Law Examination

2017-10-09

Other Names

David L. Schaen
David Schaen

View on SEC IAPD