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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-09-08
  • IL RA
    APPROVED
    Since 2008-09-08

Branch Locations

100 E. Walton Street Suite #40 D, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Decatur IL 09/2008 Present
Ipi Asset Management, Inc. Decatur IL 09/2008 Present
  • 09/2008 → Present
    Investment Planners, Inc.
    Decatur, IL
  • 09/2008 → Present
    Ipi Asset Management, Inc.
    Decatur, IL
Other Businesses

1-STOCKBRIDGE FINANCIAL LLC - 100 E WALTON ST #40D, CHICAGO, IL 60611 - TAX FILING & PREPARATION - OWNER/PRESIDENT - I STARTED THE FIRM 12/98 TO PRESENT - 20 TO 50 HRS./MONTH JAN. TO APRIL - O HRS./MONTH DURING TRADING HRS. - I HOLD THE MARKS OF CFP AND FILE TAXES. 2-CHICAGO BOARD OF ELECTIONS - REPUBLICAN ELECTION JUDGE - 11/08 - 69 W WASHINGTON ST #600/800 CHICAGO, IL; COMPENSATION ON ELECTION DAY, 140 HRS IN DURING ELECTION TIMES. 3-SCHLESINGER/FOCUS POINTE GLOBAL - FOCUS GROUP ATTENDEE - 01/14 - RECEIVES FEE FOR BEING FOCUS GROUP PARTICIPANT; 0-2 HRS PER MONTH / 0 DURING TRADING HOURS 4-US CENSUS WORK - DURING CENSUS YEARS - 12 HRS PER WEEK DURING 3 MONTH CENSUS TIME 5-Insurance sale of fixed and indexed product, 9/2008, 1 hours per week and 1/2 hour per week during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-08
S65 Uniform Investment Adviser Law Examination 1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    2000-02-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
Designations
Other Names
  • Dave Wayne Ruths

View on SEC IAPD

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