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4030 Lake Washington Blvd Suite 308, Kirkland, WA 98033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-06 |
| WA | RA | APPROVED | 2026-03-06 |
Branch Locations
Canyon Lake, CA • United States
4030 Lake Washington Blvd Suite 308, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pence Wealth Management | Newport Beach | CA | 08/2015 | 05/2017 |
| Lpl Financial, Llc | Newport Beach | CA | 09/2015 | 05/2017 |
| Training Consultants Llc | Santa Ana | CA | 06/2017 | 01/2018 |
| Self Employed | Huntington Beach | CA | 01/2018 | 05/2018 |
| Lpl Financial, Llc | Newport Beach | CA | 05/2018 | 09/2025 |
| Pence Wealth Management, Inc. | Newport Beach | CA | 05/2018 | 12/2023 |
| Pence Wealth Management Corporation | Newport Beach | CA | 08/2015 | 05/2017 |
| Kaizen Financial Advisors, Llc | Kirkland | WA | 09/2025 | 02/2026 |
| Kaizen Financial Advisors, Llc | Kirkland | WA | 03/2026 | Present |
1. Canyon Estate Sales LLC; Not Investment Related; Home Based; Estate sales; Managing Member of LLC; Start Date: 2025; 10 hours per month/0 during securities trading; Answer client emails, send invoices, create marketing collateral. 2. Emily's Posts; Not Investment Related; Home Based; Owner/Operator; Start Date: 08/01/2015; 10 hours per month/0 during securities trading; List clothing for sale online.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-02 |
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