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David A Salit

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2011-08-09
  • RI RA
    APPROVED
    Since 2011-08-09

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 03/2011 Present
Bank Of America, N.A. Providence RI 05/2011 Present
Previous Registrations
  • 2003-04-01 → 2004-09-09
    Columbia Management Advisors, Inc.
    Providence, RI
  • 2000-10-04 → 2003-04-01
    Fleet Investment Advisors Inc.
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-03
  • S66 Uniform Combined State Law Examination
    2011-08-03
Other Names
  • David A Salit

View on SEC IAPD

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