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Thai-Vi Nguyen Pham

Robert W. Baird & Co. Incorporated

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-18
MI RA APPROVED 2018-05-18
TX RA APPROVED 2018-05-18
  • FL RA
    APPROVED
    Since 2018-09-18
  • MI RA
    APPROVED
    Since 2018-05-18
  • TX RA
    APPROVED
    Since 2018-05-18

Branch Locations

2950 S State St Suite 401, Ann Arbor, MI 48104 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ann Arbor MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ann Arbor MI 11/2016 05/2018
Baird Ann Arbor MI 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-09
  • S66 Uniform Combined State Law Examination
    2009-04-09
Other Names
  • Thai-Vi Nguyen

View on SEC IAPD

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