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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 08/2002 | 05/2017 |
| Osaic Wealth, Inc. | New York | NY | 05/2017 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 05/2017 | Present |
1) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 7735 162nd Ave NE, Forest Lake MN 55025, United States DESCRIPTION: I rent out residential rental properties. 2) FOCUS FINANCIAL NETWORK INC. POSITION: Insurance Agent NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/05/2017 ADDRESS: 7735 162nd Ave NE, Forest Lake MN 55025, United States DESCRIPTION: selling & servicing products for my clients 3) FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: registered investment advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/05/2017 ADDRESS: 7735 162nd Ave NE, Forest Lake MN 55025, United States DESCRIPTION: Helping client with Financial Planning. 4) 19 5TH AVENUE PROPERTIES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2019 ADDRESS: 19 5th Avenue, Forest Lake MN 55025, United States DESCRIPTION: Landlord- Collect Rents Upkeep Property 5) EAST BURNETT PROPERTIES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 219 East Burnett, Grantsburg WI 54840, United States DESCRIPTION: Landlord 6) STONEBRIDGE ADVISOR GROUP POSITION: Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2019 ADDRESS: 7735 162nd Ave. NE, Forest Lake MN 55025, United States DESCRIPTION: Books & Record keeping 7) TRUSTEE UNDERDAHL TRUST POSITION: Trustee NATURE: Trustee of Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: 7735 162nd Ave NE, 7735162nd, FOREST LAKE MN 55025, United States DESCRIPTION: Trustee duties of the James & Mary Underdahl Trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-27 |
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