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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-16
IL RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2025-06-16
  • IL RA
    APPROVED
    Since 2022-05-18

Branch Locations

9850 W 159Th St, Orland Park, IL 60467 • United States

1001 Mannheim Rd, Bellwood, IL 60104 • United States

4415 Harrison St, Hillside, IL 60162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 03/2007 Present
Central Credit Union Of Il Bellwood IL 03/2007 Present
Lpl Financial Llc Orland Park IL 05/2022 Present
  • 03/2007 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2007 → Present
    Central Credit Union Of Il
    Bellwood, IL
  • 05/2022 → Present
    Orland Park, IL
Previous Registrations
  • 2008-08-12 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Orland Park, IL
    Waverly, IA
    Bellwood, IL
Other Businesses

1)05/18/2022 - MEMBERS Financial Services-Investment Related - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - Central Credit Union of Illinois-Investment Related - At Reported Business Location(s)- Financial Institution Duty- Start Date - 03/2007 3)05/18/2022 - No Business Name - Investment Related - At Reported Business Location(s)- Other - Notary - Notary - Start Date - 03/2007 - Time Spent 1% 4)08/17/2022 - Central Credit Union of Illinois - Investment Related - At Related Business Location(s) - Mortgage/Real Estate Services - Start Date -01/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5) 12/9/2022 - Central Credit Union of IL - Investment Related - Notary - Notary Public - Start Date - 07/20/2020 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-07
S63 Uniform Securities Agent State Law Examination 2002-11-18
  • S66 Uniform Combined State Law Examination
    2008-08-07
  • S63 Uniform Securities Agent State Law Examination
    2002-11-18

View on SEC IAPD

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