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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-20 |
Branch Locations
10100 Innocation Drive Ste 140, Miamisburg, OH 45342 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
10100 Innovation Dr, Ste 140, Miamisburg, OH 45342-5966 • United States
7501 Paragon Rd 200 [Satellite], Dayton, OH 45459 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-11 |
Branch Locations
8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Cincinnati | OH | 05/2006 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Cincinnati | OH | 09/2022 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, MASON, OH, START: 2/15/2022, 4 HOURS A MONTH, LESS THAN 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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