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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-28 |
| TN | RA | APPROVED | 2023-11-20 |
| TX | RA | APPROVED_RES | 2023-11-16 |
Branch Locations
6840 Carothers Pkwy, Ste 450, Franklin, TN 37067 • United States
4500 Bowling Blvd Ste 100 Office 110, Louisville, KY 40207 • United States
3401 Mallory Ln Suite 100, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Louisville | KY | 12/2007 | 11/2023 |
| Lpl Financial Llc | Franklin | TN | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-14 |
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