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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
953 Mt Hermon Rd, Salisbury, MD 21804 • United States
Tyaskin, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Salisbury | MD | 05/2009 | 06/2020 |
| Cfs Financial | Salisbury | MD | 06/2020 | Present |
| Maryland Creative Problem Solvers, Inc | Baltimore | MD | 03/2020 | Present |
| Cetera Advisors Llc | Denver | CO | 06/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1)CFS FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 06/2020, REGISTERED REPRESENTATIVE, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2)MARYLAND CREATIVE PROBLEM SOLVERS, INC, NOT INVESTMENT RELATED, P.O. BOX 9852, BALTIMORE, MD, 21284, EDUCATION, PROBLEM SOLVING, STARTED 03/2002, POSITION/TITLE/RELATIONSHIP: TREASURER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TREASURER FOR LOCAL REGION. 3) NAME OF OTHER BUSINESS: EASTERN SHORE SAILING ASSOC ; INVESTMENT RELATED: NO; ADDRESS: P O BOX 374 SALISBURY, MD 21803 ; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2022 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: TREASURER FOR ORGANIZATION ; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: WICOMICO ENVIRONMENTAL TRUST INVESTMENT RELATED: NO ADDRESS: 101 LAKE ST, SALISBURY, MD 21801 NATURE OF BUSINESS: BOARD START DATE: 3/2/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ADVISING THE STAFF 6) NAME OF OTHER BUSINESS: NANTICOKE WATERSHED ALLIANCE INVESTMENT RELATED: NO ADDRESS: 121 S CONWELLL STREET, SEAFORD DE NATURE OF BUSINESS: BOARD START DATE: 6/1/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: ADVISING THE EXECUTIVE DIRECTOR, STAFF, AND BOARD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-05 |
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