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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-19 |
Branch Locations
3075 Hansen Way, Palo Alto, CA 94304 • United States
800 E Colorado Blvd, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investments, Llc | Palo Alto | CA | 03/2002 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 08/2018 | Present |
| Bank Of America, N.A. | Palo Alto | CA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-16 |
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