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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-30
  • NY RA
    APPROVED
    Since 2021-06-30

Branch Locations

Holmdel, NJ • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Holmdel NJ 06/2001 Present
Principal Securities Inc Holmdel NJ 10/2002 Present
Other Businesses

***Auto Solutions Inc, President, responsible for staffing and payroll, 09/21/17. PRINCIPAL BANK AND TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/28/2022 ADDRESS: 1155 Avenue of the Americas, New York NY 10019, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-24
  • S63 Uniform Securities Agent State Law Examination
    2003-02-24
Other Names
  • Nancy Abadir
  • Nancy A Abadir
  • Nancy Samaan
  • Nancy A Samaan

View on SEC IAPD

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