Mark W Lupton

Current Employers

Employment History

• 06/2002 → Present
  Northwestern Mutual Investment Servivces, Llc
  Spokane, WA
• 06/2002 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2004 → Present
  Northwestern Mutual Investment Services, Llc
  Spokane, WA

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. WHITWORTH UNIVERSITY FOUNDATION, 300 W HAWTHORNE, SPOKANE, WASHINGTON, BOARD MEMBER, 0-5 HRS PER MONTH, BOARD OVERSEES MANAGEMENT OF VARIOUS ASSETS FOR USE OF UNIVERSITY AND PROVIDES RECOMMENDATIONS AS TO WHETHER OR NOT TO ACCEPT DONOR GIFTS TO THE UNIVERSITY. 3. RSKMC, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/28/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES INVESTMENT-RELATED. 4. 100% OWNER, GOLDEN CT, LLC , LEGAL ENTITY, START DATE: 3/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, WEALTH MANAGEMENT ADVISOR DUTIES - SAME AS I AM DOING NOW. 6. 33.33% OWNER, 3 LEGENDS, LLC, 1437 E WRIGHT AVE, TACOMA, , WASHINGTON, 98404, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/14/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE, INVESTING CAPITAL ONLY; INVESTMENT-RELATED 7. 33.33% OWNER, 8479 LEGACY PROPERTIES, LLC, INVESTMENT PROPERTY, START DATE: 10/6/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 8. BOARD OF TRUSTEES MEMBER, WHITWORTH UNIVERSITY, 300 W HAWTHORNE RD, SPOKANE, , WASHINGTON, 99251, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/13/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT INVESTMENT-RELATED. 9. OWNER, TUFFY HOLDINGS, LLC, 530 W MAIN AVE, SUITE 201, SPOKANE, , WASHINGTON, 99201, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/04/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-30
• S63 Uniform Securities Agent State Law Examination
  2002-08-29

Designations