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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-03-26 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Atlanta | GA | 03/2013 | Present |
(1) 02/25/2013: Gaynes Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent - Admin Only (2) 09/04/2014: Integrated Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Ashford Center North, Suite 400, Atlanta, GA 30338 - Start 02/11/2013 - 160 Hr/Mo; 130 Hour(s) During Securities Trading (3) 4/8/2021 - No Business Name - Not Investment Related - Home Based - Other-Author - Start Date: 11/2/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Wrote a short novel and will self publish it on Amazon.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-04 |
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