Best Investors Account Sign in

Steven Michael Reents

LPl Financial LLC

Atlanta, GA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-03-26
  • GA RA
    APPROVED
    Since 2013-03-26

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Atlanta GA 03/2013 Present
  • 03/2013 → Present
    Lpl Financial
    Atlanta, GA
Previous Registrations
  • 2011-01-06 → 2013-02-20
    Financial Telesis Inc
    San Rafael, CA
    Alpharetta, GA
  • 2010-02-09 → 2011-12-23
    Arista Investment Advisors, Llc
    Alpharetta, GA
  • 2010-02-09 → 2011-12-23
    Invest-N-U, Llc
    Alpharetta, GA
  • 2007-07-27 → 2009-12-17
    Southbridge
    Smyrna, GA
  • 2004-08-24 → 2004-09-17
    Truist Investment Services, Inc.
    Atlanta, GA
Other Businesses

(1) 02/25/2013: Gaynes Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent - Admin Only (2) 09/04/2014: Integrated Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Ashford Center North, Suite 400, Atlanta, GA 30338 - Start 02/11/2013 - 160 Hr/Mo; 130 Hour(s) During Securities Trading (3) 4/8/2021 - No Business Name - Not Investment Related - Home Based - Other-Author - Start Date: 11/2/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Wrote a short novel and will self publish it on Amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-23
S63 Uniform Securities Agent State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    2002-11-04
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor