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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
6241 Riverside Dr, Dublin, OH 43017-5068 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Dublin | OH | 06/2023 | Present |
| Unemployed | Austin | TX | 02/2016 | 06/2023 |
Outside Employment; Man on The Moon, LLC; Man on The Moon, LLC is the entity in which our Primary Advisor uses to pay employees of our franchise their salary, as well as fund business expenses.; Manage advisory business; 6241 Riverside Dr., , Dublin, OH, 43017; Investment-Related; 05/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-01 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-13 |
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