Frederick Eugene Schubert

Current Employers

Stonewall Equities, Ltd.

Paradise Valley, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2016-05-31

AZ RA
APPROVED

Since 2016-05-31

Branch Locations

Paradise Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schubert And Associates P.C.	Lake Oswego	OR	01/1983	Present
Stonewall Equities Ltd	Scottsdale	AZ	01/2004	Present
The Leaders Group Inc	Littleton	CO	01/2010	Present

01/1983 → Present

Schubert And Associates P.C.

Lake Oswego, OR
01/2004 → Present

Stonewall Equities Ltd

Scottsdale, AZ
01/2010 → Present

The Leaders Group Inc

Littleton, CO

Previous Registrations

2010-02-24 → 2015-12-31

Stonewall Equities, Ltd.

Other Businesses

STONEWALL EQUITIES LTD, - SINCE 01/2004 8777 N GAINEY CENTER DRIVE, SUITE 236, SCOTTSDALE, AZ 85258 - SEC REL - RIA FIRM. - PRESIDENT DEVOTE APPROX: 40 HRS P/WK SCHUBERT & ASSOCIATES, P.C. - SINCE 1983 8777 N GAINEY CENTER DRIVE, SUITE 236 - SCOTTSDALE, AZ 85258 - PRESIDENT MANAGING SHAREHOLDER OF ALL ACCTG EMPLOYEES/CLIENT RELATIONSHIPS - APPROX 30 HRS P/W DEVOTED AS WELL AS TRADING HRS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-21
S63	Uniform Securities Agent State Law Examination	2002-07-02

S65 Uniform Investment Adviser Law Examination

2010-01-21
S63 Uniform Securities Agent State Law Examination

2002-07-02

View on SEC IAPD