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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-28 |
Branch Locations
4300 Cascade Road Se Suite 101, Grand Rapids, MI 49546 • United States
43251 Crescent Blvd, Novi, MI 48375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consumers Credit Union | Grand Rapids | MI | 09/2016 | 05/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 09/2016 | 05/2018 |
| Jp Morgan | Grand Rapds | MI | 02/2015 | 09/2016 |
| Tcf National Bank | Kentwood | MI | 05/2018 | 06/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2018 | 06/2022 |
| Cetera Investment Advisers Llc | Kentwood | MI | 05/2018 | 06/2022 |
| The Huntington Investment Company | Columbus | OH | 10/2021 | 06/2022 |
| The Huntington Investment Company | Columbus | OH | 06/2022 | 09/2022 |
| Fidelity Investments | Grand Rapids | MI | 09/2022 | 06/2023 |
| Charles Schwab & Co., Inc. | Grand Rapids | MI | 06/2023 | Present |
| Charles Schwab Bank, Ssb | Grand Rapids | MI | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-23 |
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