William J Kavanagh

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2012-04-30

VA RA
APPROVED

Since 2012-04-30

Branch Locations

The Arrington Building 1802 Bayberry Court - Suite 200, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Richmond	VA	04/2012	Present

04/2012 → Present

Oppenheimer & Co

Richmond, VA

Previous Registrations

2000-03-10 → 2012-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

Richmond, VA

Other Businesses

1. THREE RENTAL PROPERTIES:505 NORTH BOULEVARD, RICHMOND, VA 23220 (TUSCAN VILLAS COMPLEX), 3812 HAWTHORN AVENUE, RICHMOND, VA 23222, 1401 VIRGINIA DARE TRAIL, KILL DEVIL HILLS, NC 27949 (SEA OATS VILLAS COMPLEX), OWNER, NUMBER OF HOURS DEVOTED PER MONTH: 6 HOURS, 11/04/2005, OWNER OF RESIDENTIAL REAL ESTATE FOR RENT. 2. 403 HART STREET, ESSEXVILLE, MICHIGAN, RESIDENTIAL INVESTMENT PROPERTY. 1 HOUR PER MONTH. 3. I AM SERVING AS TRUSTEE FOR THE CAROL K. THOMPSON TRUST. MY RESPONSIBILITY IS TO TRANSFER HER ESTATE TO HER CHILDREN BENEFICIARIES. THIS PROCESS SHOULD ENTAIL 1 HR PER WEEK FOR TWO MONTHS. THE START DATE IS HER DATE OF DEATH ON FEB 27, 2022 4. AS TRUSTEE OF THE CAROL THOMPSON IRREVOCABLE TRUST I HAVE A FIDUCIARY RESPONSIBILTY TO ACTIVELY MANAGE THIS ACCOUNT. I MEET WITH THE BENEFICIARY ON AN ANNUAL BASIS TO DISCUSS ALLOCATION, STOCK SELECTION, PERFORMANCE AND INCOME NEEDS. AMOUNT OF TIME SPENT MANAGING THIS ACCOUNT IS ESTIMATED AT ONE HOUR PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-01

S66 Uniform Combined State Law Examination

2000-02-01

View on SEC IAPD