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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-04-09 |
Branch Locations
33718 Wescoats Road Suite C, Lewes, DE 19958 • United States
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-09-26 |
| TX | RA | APPROVED | 2023-09-26 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
33718 Wescoats Road Suite C, Lewes, DE 19958 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Lewes | DE | 03/2011 | 03/2017 |
| Kestra Investment Services, Llc | Lewes | DE | 03/2017 | 10/2022 |
| Kestra Advisory Services, Llc | Lewes | DE | 03/2017 | 10/2022 |
| Dfpg Investments, Llc | Sandy | UT | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-22 |
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