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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Huntington NY 03/2005 Present
Other Businesses

(1) 11/05/2013 - DBA ONLY - ECO-WEALTH-MANAGEMENT - HUNTINGTON STATION, NY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-08
  • S63 Uniform Securities Agent State Law Examination
    2002-08-08

View on SEC IAPD

More in Staten Island, NY

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