James B Onkst

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-04-09
KY	RA	APPROVED	2018-03-09

FL RA
APPROVED

Since 2018-04-09
KY RA
APPROVED

Since 2018-03-09

Branch Locations

14520 Main St, Alachua, FL 32615 • United States

Alachua, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Louisville	KY	07/2013	03/2018
Ameriprise Financial Services Inc	Gainesville	FL	03/2018	03/2020
Ameriprise Financial Services, Llc	Louisville	KY	03/2020	Present

07/2013 → 03/2018

Ubs Financial Services Inc

Louisville, KY
03/2018 → 03/2020

Ameriprise Financial Services Inc

Gainesville, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Louisville, KY

Previous Registrations

2009-05-20 → 2018-03-21

Ubs Financial Services Inc.

Louisville, KY

Louisville, KY
2007-04-02 → 2009-05-21

Morgan Stanley & Co. Llc

Louisville, KY
2006-10-27 → 2007-04-02

Morgan Stanley Dw Inc.

Louisville, KY
2003-10-29 → 2006-10-31

A. G. Edwards & Sons, Inc.

Louisville, KY

Louisville, KY

Other Businesses

Business Ownership; Jim's Bushhog Mowing; Mow Fields, Maintain equipment; I mow fields and maintain the equipment for a few customers.; 1136 Greens Dr, , Simpsonville, KY, 40067; Not Investment-Related; 04/30/2022; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-10-01

S63 Uniform Securities Agent State Law Examination

2002-10-01

Other Names

James Bradford Onkst
Jim Onkst

View on SEC IAPD