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Richard Montgomery Patrick

Sowell Management

El Cerrito, CA

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

El Cerrito, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Naples Asset Management Company, Llc Naples FL 06/2016 10/2020
Sowell Management North Little Rock AR 10/2020 Present
  • 06/2016 → 10/2020
    Naples Asset Management Company, Llc
    Naples, FL
  • 10/2020 → Present
    Sowell Management
    North Little Rock, AR
Previous Registrations
  • 2016-06-16 → 2020-10-03
    Namcoa
    Walnut Creek, CA
    Mooresville, NC
  • 2012-06-25 → 2016-07-15
    Avant-Garde Advisors Llc
    Walnut Creek, CA
    Centennial, CO
  • 2016-03-16 → 2016-07-15
    Wealthsource®
    El Cerrito, CA
  • 2011-04-26 → 2012-06-05
    B. Riley Wealth Management
    El Cerrito, CA
    Memphis, TN
    Walnut Creek, CA
  • 2004-12-07 → 2011-05-17
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
    Walnut Creek, CA
  • 2004-08-05 → 2004-11-12
    Ifmg Securities, Inc.
    Sausalito, CA
  • 2004-01-07 → 2004-08-05
    Wamu Investments, Inc.
    Oakland, CA
  • 2003-05-16 → 2003-12-01
    Morgan Stanley Dw Inc.
    San Francisc, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
  • S66 Uniform Combined State Law Examination
    2002-08-27
Other Names
  • Rick Patrick
  • Richard Montgomery Patrick
  • Richard Montgomery Patrick

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