Mark A Nottingham

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-06-25
TX	RA	APPROVED_RES	2004-08-11

PA RA
APPROVED

Since 2010-06-25
TX RA
APPROVED_RES

Since 2004-08-11

Branch Locations

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Bala Cynwyda	PA	10/1999	Present
Bank Of America,N.A.	Bala Cynwyd	PA	06/2011	Present

10/1999 → Present

Merrill Lynch

Bala Cynwyda, PA
06/2011 → Present

Bank Of America,N.A.

Bala Cynwyd, PA

Other Businesses

I*5176290, Entity Type: , Name of OBA: MLPF& S CUST FPO MR J D N RRA FBO MR J D N, Address: Reston, Virginia, 20191, Investment Related: N, Position, Title, Association: POA, Employee Start Date: 08/20/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-03

S66 Uniform Combined State Law Examination

2000-03-03

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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