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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2015-01-09
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

3885 S Wasatch Blvd, Salt Lake City, UT 84109 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 2005-03-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Hastings, MN
    Hastings, MN
Other Businesses

RENTAL PROPERTY; INV RELATED; KOKOMO, IN; CO-OWNER WITH SPOUSE; START 11/2020; 0 HR/MO; O DURING TRADING. RENTAL PROPERTY; INV RELATED; KOKOMO, IN; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; 0 HR/MO; O DURING TRADING; OWNER. RENTAL PROPERTY, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP WITH SPOUSE, START 10/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, KOKOMO, IN, 100% OWNERSHIP WITH SPOUSE, START 10/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, KOKOMO, IN, 100% OWNERSHIP WITH SPOUSE, START 10/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, KOKOMO, IN, 100% OWNERSHIP WITH SPOUSE, START 10/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, KOKOMO, IN, 100% OWNERSHIP WITH SPOUSE, START 10/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, WASHINGTON, UT, 100% OWNERHSIP WITH SPOUSE, START 10/26/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-25
  • S66 Uniform Combined State Law Examination
    2005-03-25
Other Names
  • Tiffinie Ann Straub
  • Tiffinie Ann Marcotte
  • Tiffinie A Straub

View on SEC IAPD

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