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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-26
  • MI RA
    APPROVED
    Since 2024-09-26

Branch Locations

6631 E M 115, Cadillac, MI 49601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Cadillac MI 06/2002 06/2020
The Orrin A. Sprague Agency, Inc. Cadillac MI 03/2002 09/2019
Lpl Financial, Llc Cadillac MI 06/2020 Present
  • 06/2002 → 06/2020
    Princor
    Cadillac, MI
  • 03/2002 → 09/2019
    The Orrin A. Sprague Agency, Inc.
    Cadillac, MI
  • 06/2020 → Present
    Cadillac, MI
Previous Registrations
Other Businesses

1. 12/03/1965 - SPRAGUE AGENCY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CADILLAC, MI 2. 01/01/2018 - CHAD DENIKE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ CADILLAC, MI 3. 12/03/1965 - SPRAGUE AGENCY/ INSURANCE AGENCY/ INVESTMENT RELATED/ 0%/ CADILLAC, MI 4. 06/08/2020 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 6631 E M-115, CADILLAC, MI 49601 5. 06/08/2020 - ORRIN A. SPRAGUE AGENCY, INC./ THIRD PARTY ADMINISTRATOR (TPA)/ INVESTMENT RELATED/ 2%/ CADILLAC, MI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-29
S63 Uniform Securities Agent State Law Examination 2002-06-20
  • S65 Uniform Investment Adviser Law Examination
    2011-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-06-20
Other Names
  • Chad Denike

View on SEC IAPD

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