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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia & Co. Llp | Mount Arlington | NJ | 05/1975 | Present |
| 1St Global Corp | Mount Arlington | NJ | 06/2002 | 10/2019 |
| 1St Global Advisors, Inc. | Mount Arlington | NJ | 09/2002 | 10/2019 |
| Avantax Insurance Services, Inc. | Mount Arlington | NJ | 06/2004 | 09/2025 |
| Avantax Advisory Services | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mount Arlington | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NISIVOCCIA, LLP(FORMERLY NISIVOCCIA COMPANY, LP) POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2003 ADDRESS: Randolph NJ , United States DESCRIPTION: Provide financial services to clients 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ 07856, United States DESCRIPTION: Referring partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-02 |
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