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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-27
TN RA APPROVED 2020-08-25
CA RA APPROVED 2015-09-21
TX RA APPROVED 2015-09-18
  • FL RA
    APPROVED
    Since 2022-01-27
  • TN RA
    APPROVED
    Since 2020-08-25
  • CA RA
    APPROVED
    Since 2015-09-21
  • TX RA
    APPROVED
    Since 2015-09-18

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

College Grove, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 09/2015 Present
Morgan Stanley Private Bank, National Association New York NY 09/2015 Present
  • 09/2015 → Present
    Los Angeles, CA
  • 09/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-10-18 → 2015-10-02
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2002-09-03 → 2007-11-05
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

*553630 -Foster Nation; Investment related - No ; Los Angeles, California ; Children/Youth, Hardship Assistance ; Board Member, Finance Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 05/2023 ; During business hours : 1 ; After business hours : 3 ; Accounting/Bookkeeping, Business Development/Growth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-22
  • S66 Uniform Combined State Law Examination
    2002-08-22
Other Names
  • Darren Ross Erdwein

View on SEC IAPD

Other Firms

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