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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-08-11 |
| TX | RA | APPROVED | 2025-08-11 |
Branch Locations
3003 Minnesota Drive, Suite 304, Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 05/2009 | 11/2020 |
| Securities America, Inc. | Anchorage | AK | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Anchorage | AK | 11/2020 | 06/2024 |
| Osaic Wealth, Inc. | Anchorage | AK | 06/2024 | 08/2025 |
| Osaic Wealth, Inc. | Anchorage | AK | 06/2024 | 08/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2025 | Present |
1.CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. NO LABELS, 1150 18th Street NW, Suite 450, Washington, D.C. DC 20005, United States, 08/25/2025, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 3. PATRICK RUMLEY, 2211 Arca Drive Anchorage AK 99508 United States, 08/2025, President, Volunteer, INV REL, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-13 |
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