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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-01
  • TX RA
    APPROVED
    Since 2019-02-01

Branch Locations

3411 Cross Timbers Road, Suite 200, Flower Mound, TX 75028 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Flower Mound TX 12/2015 Present
Independent Financial Partners Flower Mound TX 12/2015 02/2019
Private Advisor Group, Llc Flower Mound TX 02/2019 Present
Previous Registrations
Other Businesses

1. 12/17/2015 - Youngblood Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 5/28/2019 - Youngblood Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 12/15/2015 - 104 Hours Per Month/88 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/28/2019. I expect to spend approximately 104 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/28/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/01/2019 - 104 Hours Per Month/88 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/28/2019. I expect to spend approximately 104 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-21
S63 Uniform Securities Agent State Law Examination 2002-08-12
  • S66 Uniform Combined State Law Examination
    2003-05-21
  • S63 Uniform Securities Agent State Law Examination
    2002-08-12
Other Names
  • Dianne Lynn Masek
  • Dianne Masek Paroubek

View on SEC IAPD

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