Mari Zayas-bazan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-01-09

FL RA
APPROVED

Since 2015-01-09

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

South Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	01/2015	Present

01/2015 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Previous Registrations

2006-10-26 → 2014-12-08

Hsbc Securities (Usa) Inc.

Miami, FL
2003-05-07 → 2006-05-25

Ubs International Inc.

Coral Gables, FL

Other Businesses

n/a / Investment Related - YES / Sea Air Tower Condominium, 3725 S. Ocean Drive, Apt 311HollywoodFLUnited States33019 / Real Estate / Investment Real Estate Property, property acquired for long term appreciation, personal use and short term rental ( < 6 months in a calendar year) / Proprietor / owner / Keep property up-to-date , payment of maintenance and property taxes / Start Date : 11/22/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-30

S66 Uniform Combined State Law Examination

2003-04-30

Other Names

Marysleydy Zayas-Bazan
Marysleydy Zayas-Bazan

View on SEC IAPD