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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CA RA APPROVED 2022-06-13
  • TX RA
    APPROVED
    Since 2022-11-17
  • CA RA
    APPROVED
    Since 2022-06-13

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co New York NY 07/2001 05/2022
Jpmorgan Chase Bank, N.A. San Francisco CA 05/2022 Present
J.P. Morgan Securities Llc San Francisco CA 05/2022 Present
  • 07/2001 → 05/2022
    Goldman Sachs & Co
    New York, NY
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 05/2022 → Present
    San Francisco, CA
Other Businesses

Entity Name: DoubleThree, LLC (Highbar) Investment related: No "Address: 1641 Hillcrest Dr Laguna Beach, CA, 92651" Nature of the other business: Sporting Equipment Position/Title/Relationship: Employee/Contractor Start Date: 02/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company has a patent and business plan for the manufacture of innovative chin straps for recreational helmets (biking, skiing, etc). No similarity to my role at JPM. No connection to JPM to my knowledge. Entity Name: Excellence in Investing in Children's Causes Foundation Investment related: Yes Address: 3053 Fillmore St #115 San Francisco, CA 94123 https://excellencesf.org/about/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: EICC is a non-profit whose sole purpose is to raise charitable donations for beneficiary organizations in the Bay Area who focus on bettering life outcomes for underserved youth. We raise funding through a single annual conference, which features hedge fund founders presenting their best stock ideas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
S63 Uniform Securities Agent State Law Examination 2002-08-09
  • S66 Uniform Combined State Law Examination
    2022-06-13
  • S63 Uniform Securities Agent State Law Examination
    2002-08-09
Other Names
  • Peter B Lardner
  • Peter Breck Lardner

View on SEC IAPD

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