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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CA | RA | APPROVED | 2022-06-13 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co | New York | NY | 07/2001 | 05/2022 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 05/2022 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2022 | Present |
Entity Name: DoubleThree, LLC (Highbar) Investment related: No "Address: 1641 Hillcrest Dr Laguna Beach, CA, 92651" Nature of the other business: Sporting Equipment Position/Title/Relationship: Employee/Contractor Start Date: 02/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company has a patent and business plan for the manufacture of innovative chin straps for recreational helmets (biking, skiing, etc). No similarity to my role at JPM. No connection to JPM to my knowledge. Entity Name: Excellence in Investing in Children's Causes Foundation Investment related: Yes Address: 3053 Fillmore St #115 San Francisco, CA 94123 https://excellencesf.org/about/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: EICC is a non-profit whose sole purpose is to raise charitable donations for beneficiary organizations in the Bay Area who focus on bettering life outcomes for underserved youth. We raise funding through a single annual conference, which features hedge fund founders presenting their best stock ideas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-09 |
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