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James Christopher Norton

Charles Schwab & Co., Inc.

Atlanta, GA

Atlanta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-07-15
  • GA RA
    APPROVED
    Since 2015-07-15

Branch Locations

1075 Peachtree St Ne Suite 1, Atlanta, GA 30309 • United States

3260 Walton Riverwood Lane, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 03/2015 Present
Charles Schwab Bank Atlanta GA 03/2015 Present
Previous Registrations
  • 2005-10-06 → 2006-12-08
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Duluth, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Norcross, GA
    Duluth, GA
    Suwanee, GA
    Norcross, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2015-07-02
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27
Other Names
  • Chris Norton

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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