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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-25 |
| MN | RA | APPROVED | 2026-03-25 |
Branch Locations
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Monument | CO | 09/2023 | Present |
| Redwood Private Wealth, Llc | Phoenix | AZ | 02/2024 | Present |
| Brookwood Investment Group | Phoenix | AZ | 03/2025 | Present |
1. PUBLIC SPEAKER/APPEARANCES - (1% TIME SPENT), IS PAID PROFESSIONALLY, NOT SECURITIES RELATED.... 2. CALVARY BAPTIST CHURCH; NOT INVESTMENT-RELATED; 2120 LEXINTON AVE., ROSEVILLE, MN 55113; AUDIT COMMITTEE; STARTED 06/01/2012; 1 HOURS/ 0 SECURITIES HOURS; AUDIT COMMITTEE MEETS TO REVIEW CHURCH'S FINANCIAL RECORDS. 3. HJEN HOLDINGS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2010 ADDRESS: 2214 5th Street, Suite 1, White Bear Lake MN 55110, United States DESCRIPTION: The LLC owns and operates the building/suite at 2214 5th Street, Suite 1. 4. FOCAL POINT FINANCIAL SERVICES POSITION: President/Owner NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2002 ADDRESS: 2214 5th Street, Suite 1, White Bear Lake MN 55110, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-14 |
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