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William F Loehning

Thornburg Investment Management Inc

Barrington, RI

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2018-03-16
RI RA APPROVED 2018-03-15
  • NM RA
    APPROVED
    Since 2018-03-16
  • RI RA
    APPROVED
    Since 2018-03-15

Branch Locations

Barrington, RI • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Boston MA 11/2009 03/2018
Thornburg Investment Management Inc Santa Fe NM 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-26
S63 Uniform Securities Agent State Law Examination 2002-09-24
  • S65 Uniform Investment Adviser Law Examination
    2018-01-26
  • S63 Uniform Securities Agent State Law Examination
    2002-09-24

View on SEC IAPD

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