Richard Alan Wright

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-05

TX RA
APPROVED

Since 2025-04-05

Branch Locations

6303 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fiduciary Financial Services Wealth Management	Dallas	TX	07/1999	11/2020
B. Riley Wealth Management	Dallas	TX	01/2020	04/2025
B. Riley Wealth Advisors, Inc.	Dallas	TX	07/2022	04/2025
Stifel, Nicolaus & Company, Incorporated	Dallas	TX	04/2025	Present

07/1999 → 11/2020

Fiduciary Financial Services Wealth Management

Dallas, TX
01/2020 → 04/2025

B. Riley Wealth Management

Dallas, TX
07/2022 → 04/2025

B. Riley Wealth Advisors, Inc.

Dallas, TX
04/2025 → Present

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

Previous Registrations

2022-07-29 → 2025-05-30

B. Riley Wealth Advisors, Inc.

Dallas, TX
2020-01-22 → 2023-03-31

B. Riley Wealth Management

Dallas, TX
2000-07-20 → 2020-11-18

Fiduciary Financial Services Wealth Management

Dallas, TX

Other Businesses

1. Family Farm; Marshal County Arab, AL 35016; Farming; Owner; Lease land to tenant for farming; 01/05/2006; 1 hr/year; Not During Securities Trading Hours; Investment-Related 2. Family Farm; Hopkins County Sulphur Springs, TX 75482; Farming; Owner; Lease farm to tenant for grazing; 12/07/2007; 1 hr/year; Not During Securities Trading Hours; Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-09

S65 Uniform Investment Adviser Law Examination

2000-05-09

Designations

View on SEC IAPD