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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-07-29 |
Branch Locations
811 Keeler St., Boone, IA 50036 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Naifa Iowa-Boone/Story County | Ames | IA | 08/2004 | Present |
| Signator Investors, Inc. | Boone | IA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Boone | IA | 11/2018 | 07/2024 |
| J.W. Cole Financial, Inc. | Tamap | FL | 07/2024 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 07/2024 | Present |
(1) BOWERS FINANCIAL; S-Corp; Not investment related; 811 Keeler St, Boone IA 50036; owner; Start 2003; 1 hour/month, 1 hour/month during trading. (2) BOWERS DIGMANN FINANCIAL; DBA; Investment related; 811 Keeler St, Boone IA 50036; Owner; Financial Planning; Start 2003; 40 hour/week, 30 hours/week during trading. (3) BOWERS INSURANCE GROUP; Health Insurance; Not Investment related; 811 Keeler St, Boone IA 50036; Owner; Sell/service health insurance; Start 2015; 10 hours/month, 10 hours/month during trading. (4) BOONE EDUCATION ENDOWMENT FUND; Not investment related; PO Box 428; Boone, IA 50036; Board Member/Secretary; Meet twice/year to select school projects that are granted money based on superintendent request; Start 2020; 2 hours/year, 0 during trading. (5) Notary; Not investment related; 811 Keeler St, Boone IA 50036; Notarized docs; Start 2005; 0 hours. (6) BOONE COUNTY ECONOMIC GROWTH; Not investment Related; PO Box 58, Boone, IA 50036; Board Member; Start 2014; 1 hour/month, 4 hours/year during trading. (7) BOONE/STORY I-CLUB; Not investment related; PO Box 335, Boone, IA 50036; President; Host annual golf outing social as board member; Start 2019; 5 hours/year, 0 during trading. (8) BSCG, LLC; Rental Storage Business; Not investment related; 1311 Noble Lynx Drive, Boone, IA 50036; Member; Partner with spouse, brother & sister in-law, our 2 different properties w/storage units; Start 2017; 1 hour/month, 0 during trading. (9) CRB LAND; Property Ownership; Not investment related; 811 Keeler St, Boone, IA 50036; Spouse owns office building and land for future expansion, Gabe has authority to sign checks; Start 2023; 0 hours. (10) Central Iowa Expo Board; Volunteer board member; 1827 217th Rd Boone, IA 50036; Not investment related; Board Member; Start Date: 1/14/2026; 1 hour/month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-14 |
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