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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-07-29
  • IA RA
    APPROVED
    Since 2024-07-29

Branch Locations

811 Keeler St., Boone, IA 50036 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Naifa Iowa-Boone/Story County Ames IA 08/2004 Present
Signator Investors, Inc. Boone IA 05/2016 11/2018
Osaic Wealth, Inc. Boone IA 11/2018 07/2024
J.W. Cole Financial, Inc. Tamap FL 07/2024 Present
J.W. Cole Advisors, Inc. Tampa FL 07/2024 Present
  • 08/2004 → Present
    Naifa Iowa-Boone/Story County
    Ames, IA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Boone, IA
  • 11/2018 → 07/2024
    Boone, IA
  • 07/2024 → Present
    J.W. Cole Financial, Inc.
    Tamap, FL
  • 07/2024 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

(1) BOWERS FINANCIAL; S-Corp; Not investment related; 811 Keeler St, Boone IA 50036; owner; Start 2003; 1 hour/month, 1 hour/month during trading. (2) BOWERS DIGMANN FINANCIAL; DBA; Investment related; 811 Keeler St, Boone IA 50036; Owner; Financial Planning; Start 2003; 40 hour/week, 30 hours/week during trading. (3) BOWERS INSURANCE GROUP; Health Insurance; Not Investment related; 811 Keeler St, Boone IA 50036; Owner; Sell/service health insurance; Start 2015; 10 hours/month, 10 hours/month during trading. (4) BOONE EDUCATION ENDOWMENT FUND; Not investment related; PO Box 428; Boone, IA 50036; Board Member/Secretary; Meet twice/year to select school projects that are granted money based on superintendent request; Start 2020; 2 hours/year, 0 during trading. (5) Notary; Not investment related; 811 Keeler St, Boone IA 50036; Notarized docs; Start 2005; 0 hours. (6) BOONE COUNTY ECONOMIC GROWTH; Not investment Related; PO Box 58, Boone, IA 50036; Board Member; Start 2014; 1 hour/month, 4 hours/year during trading. (7) BOONE/STORY I-CLUB; Not investment related; PO Box 335, Boone, IA 50036; President; Host annual golf outing social as board member; Start 2019; 5 hours/year, 0 during trading. (8) BSCG, LLC; Rental Storage Business; Not investment related; 1311 Noble Lynx Drive, Boone, IA 50036; Member; Partner with spouse, brother & sister in-law, our 2 different properties w/storage units; Start 2017; 1 hour/month, 0 during trading. (9) CRB LAND; Property Ownership; Not investment related; 811 Keeler St, Boone, IA 50036; Spouse owns office building and land for future expansion, Gabe has authority to sign checks; Start 2023; 0 hours. (10) Central Iowa Expo Board; Volunteer board member; 1827 217th Rd  Boone, IA  50036; Not investment related; Board Member; Start Date:  1/14/2026; 1 hour/month  during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-22
S63 Uniform Securities Agent State Law Examination 2002-06-14
  • S65 Uniform Investment Adviser Law Examination
    2008-01-22
  • S63 Uniform Securities Agent State Law Examination
    2002-06-14
Designations

View on SEC IAPD

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