Nathan Richard Hobson

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2013-04-10
IA	RA	APPROVED	2013-03-19

NE RA
APPROVED

Since 2013-04-10
IA RA
APPROVED

Since 2013-03-19

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

17117 Burt Street Suite 300, Omaha, NE 68118 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Omaha	NE	12/2007	Present

12/2007 → Present

Mutual Of Omaha

Omaha, NE

Previous Registrations

2002-10-22 → 2003-09-23

Morgan Stanley Dw Inc.

Omaha, NE

Other Businesses

Insurance Agent - Start Date: 04/2008 - Non-investment Related - Insurance lines of business: Life, Health, and Annuities - Hours/per week during trading hours: 40

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-01
S63	Uniform Securities Agent State Law Examination	2002-08-27
S65	Uniform Investment Adviser Law Examination	2002-08-20

S66 Uniform Combined State Law Examination

2013-03-01
S63 Uniform Securities Agent State Law Examination

2002-08-27
S65 Uniform Investment Adviser Law Examination

2002-08-20

Other Names

Nate R. Hobson

View on SEC IAPD