Laurie Ellen Ingwersen

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-08-01

MA RA
APPROVED

Since 2023-08-01

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

800 South Street Suite 350, Waltham, MA 02451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Wellesley	MA	12/2008	09/2016
The Harvest Group Wealth Management, Llc	Waltham	MA	09/2016	06/2023
Purshe Kaplan Sterling Investments, Inc.	Albany	NY	09/2016	06/2023
Aw Securities	Folsom	CA	07/2023	Present
Allworth Financial	Folsom	CA	07/2023	Present

12/2008 → 09/2016

Ubs Financial Services Inc

Wellesley, MA
09/2016 → 06/2023

The Harvest Group Wealth Management, Llc

Waltham, MA
09/2016 → 06/2023

Purshe Kaplan Sterling Investments, Inc.

Albany, NY
07/2023 → Present

Aw Securities

Folsom, CA
07/2023 → Present

Allworth Financial

Folsom, CA

Previous Registrations

2016-10-04 → 2023-08-10

The Harvest Group

Waltham, MA
2006-04-18 → 2008-12-15

Wells Fargo Clearing Services, Llc

Waltham, MA

Waltham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-25
S63	Uniform Securities Agent State Law Examination	2000-03-14

S65 Uniform Investment Adviser Law Examination

2000-09-25
S63 Uniform Securities Agent State Law Examination

2000-03-14

Designations

Other Names

Laurie Moghaddam
Laurie E Ingwersen

View on SEC IAPD