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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-11
TX RA APPROVED 2024-01-19
  • NC RA
    APPROVED
    Since 2025-02-11
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

Mansfield, TX • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Afrikan Village Community And Economic Development Center St. Louis MO 01/2001 09/2018
American United Life St Louis MO 04/2007 09/2018
Oneamerica Securities St Louis MO 04/2007 09/2018
Questar Capital Corporation Minneapolis MN 09/2018 03/2019
Questar Asset Management Minneapolis MN 09/2018 03/2019
Woodbury Financial Services, Inc. Wylie TX 03/2019 Present
Woodbury Financial Services, Inc. Wylie TX 03/2019 01/2024
Osaic Wealth, Inc. Dallas TX 01/2024 Present
  • 01/2001 → 09/2018
    Afrikan Village Community And Economic Development Center
    St. Louis, MO
  • 04/2007 → 09/2018
    American United Life
    St Louis, MO
  • 04/2007 → 09/2018
    Oneamerica Securities
    St Louis, MO
  • 09/2018 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2018 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Wylie, TX
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Wylie, TX
  • 01/2024 → Present
    Dallas, TX
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Dallas, TX
  • 2018-09-28 → 2019-03-01
    Questar Asset Management, Inc.
    Wylie, TX
    Minneapolis, MN
  • 2008-07-15 → 2018-09-05
    Maryland Heights, MO
    Dallas, TX
  • 2007-03-21 → 2007-04-04
    Cuna Brokerage Services, Inc.
    St Louis, MO
  • 2006-04-05 → 2007-03-16
    Maryland Heights, MO
    St Louis, MO
Other Businesses

1. CAPITAL PORTFOLIOS POSITION: CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/23/2010 ADDRESS: 2201 Main St, Ste 785, Dallas TX 75201, United States DESCRIPTION: I sell & service insurance products. This is also my marketing name for securities offered through Osaic Wealth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-07
  • S66 Uniform Combined State Law Examination
    2002-09-07
Other Names
  • Karin R. Stewart
  • Karin Regina Stewart

View on SEC IAPD

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