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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-02
NJ RA APPROVED 2004-02-26
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • NJ RA
    APPROVED
    Since 2004-02-26

Branch Locations

Bakersfield, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Bridgewater NJ 11/2002 Present
Mml Investor Services Bridgewater NJ 07/2002 Present
  • 11/2002 → Present
    Massmutual
    Bridgewater, NJ
  • 07/2002 → Present
    Mml Investor Services
    Bridgewater, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-17
S66 Uniform Combined State Law Examination 2003-12-18
  • S63 Uniform Securities Agent State Law Examination
    2006-11-17
  • S66 Uniform Combined State Law Examination
    2003-12-18
Other Names
  • Rama S Mutyala

View on SEC IAPD

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