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100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2017-10-06 |
| TX | RA | APPROVED | 2017-10-06 |
Branch Locations
100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 07/1998 | 10/2017 |
| Stephens Group Asset Management, Llc | Little Rock | AR | 10/2017 | Present |
Tedford Family, LLC; Investment Related; 5607 Hawthorne, Little Rock, AR 72207; Managing Member; Since December 2014; Holding Company for a family farm, hunting club, investments; 1 hour/month, 0 hours during securities trading hours; oversee passive investments for family members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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