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Current Employers
Stephens Group Asset Management, Llc

100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-10-06
TX RA APPROVED 2017-10-06
  • AR RA
    APPROVED
    Since 2017-10-06
  • TX RA
    APPROVED
    Since 2017-10-06

Branch Locations

100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 07/1998 10/2017
Stephens Group Asset Management, Llc Little Rock AR 10/2017 Present
Previous Registrations
  • 1999-01-21 → 2017-10-11
    Little Rock, AR
    Little Rock, AR
Other Businesses

Tedford Family, LLC; Investment Related; 5607 Hawthorne, Little Rock, AR 72207; Managing Member; Since December 2014; Holding Company for a family farm, hunting club, investments; 1 hour/month, 0 hours during securities trading hours; oversee passive investments for family members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-18
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S65 Uniform Investment Adviser Law Examination
    1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27

View on SEC IAPD

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