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Robert Blaine Berglund

Ameriprise Financial Services, LLC

Ft Lauderdale, FL

Palm Harbor, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-11-03
FL RA APPROVED 2021-03-17
  • NE RA
    APPROVED
    Since 2022-11-03
  • FL RA
    APPROVED
    Since 2021-03-17

Branch Locations

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301-4217 • United States

Palm Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Windermere FL 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13

View on SEC IAPD

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Other Offices

GQG PARTNERS · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
MORGAN STANLEY · Fort Lauderdale, FL
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WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
CITIZENS SECURITIES, INC. · FORT LAUDERDALE, FL
SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
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