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Michael Lloyd Hawes

Retirement Plan Advisors, LLC

Brown Deer, WI

Chicago, IL

Janesville, WI

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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-14
  • WI RA
    APPROVED
    Since 2025-07-14

Branch Locations

Brown Deer, WI • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

3618 Ridge Drive Suite 150, Janesville, WI 53548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 08/2011 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Retirement Plan Advisors, Llc Chicago IL 07/2025 Present
Retirement Plan Advisors, Llc Chicago IL 07/2025 Present
Previous Registrations
Other Businesses

1) RETIREMENT PLAN ADVISORS, LLC, 3618 Ridge Dr., Suite 150, Janesville WI 53548, 07/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) MICHAEL HAWES, 8417 N. 50th St., Suite 150, Brown Deer WI 53223, 07/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-22
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S65 Uniform Investment Adviser Law Examination
    2000-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08

View on SEC IAPD

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