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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | 05/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | 05/2018 |
| Signator Investors Inc | Rochester | MN | 05/2018 | 11/2018 |
| Osaic Wealth, Inc. | Rochester | MN | 11/2018 | Present |
1. SECURITIES SUPPORT UNIT, LLP DBA SECURITIES SUPPORT DEPARTMENT POSITION: OSJ Branch Manager NATURE: LLP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2017 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Delegate OSJ Branch Manager for Lisa Doherty 2. CHRISTOPHER ROBIN ENTERPRISES, LLC POSITION: Authorized Member (Co-owner) NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2021 ADDRESS: 1401 Eastfield Dr, Clearwater FL 33764, United States DESCRIPTION: Co owner of a custom engraving/gift/sign business. 3. CHRISTOPHER ROBIN ENTERPRISES, LLC DBA LOGOS EVERYWHERE POSITION: Authorized Member (Co-owner) NATURE: DBA housed under LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2021 ADDRESS: 1401 Eastfield Dr, Clearwater FL 33764, United States DESCRIPTION: Co owner of a custom engraving/gift/sign business. 4. CHRISTOPHER ROBIN ENTERPRISES, LLC DBA CHRISTOPHER ROBIN CREATIONS POSITION: Authorized Member (Co-owner) NATURE: DBA housed under LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2021 ADDRESS: 1401 Eastfield Dr, Clearwater FL 33764, United States DESCRIPTION: Co owner of a custom engraving/gift/sign business. 5. ADVISOR'S ADVANTAGE NETWORK POSITION: OSJ Branch Manager NATURE: DBA name under Securities Support Unit LLP for branch marketing and services for advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 05/06/2024 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: Supervision: Delegate FLS 6. HUMAN FIRST BEHAVIORAL HEALTH, LLC POSITION: Records Coordinator NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1466 Eastfield Dr, Clearwater FL 33764, United States DESCRIPTION: maintain and organize financial records for business
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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