Wai Kee Chan

Current Employers

Employment History

• 05/2013 → 10/2025
  Morgan Stanley
  Honolulu, HI
• 01/2015 → 10/2025
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2025 → Present
  Independent Financial Group Llc
  Honolulu, HI

Previous Registrations

• 2013-05-31 → 2025-09-30
  Morgan Stanley
  Honolulu, HI
• 2006-01-23 → 2013-06-10
  Charles Schwab & Co., Inc.
  Honolulu, HI
• 2004-03-22 → 2005-10-04
  Hoefer & Arnett Capital Management, Inc.
  San Francisco, CA
• 2002-09-23 → 2004-04-12
  Dws Investment Management Americas, Inc.
  San Francisco, CA

Other Businesses

FINANCIAL PLANNING ASSOCIATION OF HAWAII POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: N/A, United States DESCRIPTION: Attend Board Meetings every month, help with setting up programs/speakers related to financial services/planning for monthly membership meetings. JUNIOR ACHIEVEMENT OF HAWAII POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1888 Kalakaua Ave, Suite C-312, Honolulu HI 96815, United States DESCRIPTION: Attend Board Meetings every other month, volunteer to teach financial literacy program at local schools, and help with fundraising efforts to support organization's budget. WKC WEALTH MANAGEMENT LLC POSITION: President NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 60 START DATE: 10/29/2025 ADDRESS: 1164 Bishop Street, Suite 615, Honolulu HI 96813, United States DESCRIPTION: Solo financial advisor/practioner

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-23
• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Designations

Other Names

• Waikee Chan
• Wai Kee Chan
• Wai K Chan