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James Dean Schwartz

Strategic Wealth Advisors, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Strategic Wealth Advisors, Llc

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2007-05-07
  • AZ RA
    APPROVED
    Since 2007-05-07

Branch Locations

Scottsdale, AZ • United States

9375 East Shea Blvd Suite 100, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Advisors, Llc Scottsdale AZ 03/2007 Present
Previous Registrations
  • 2001-07-18 → 2007-04-16
    Desert Valley Financial Planning, Llc
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
  • S66 Uniform Combined State Law Examination
    2001-07-03
Designations
Other Names
  • Jim Schwartz
  • James D Schwartz

View on SEC IAPD

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