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Thomas Gregory Hamby

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-04
TX RA APPROVED 2024-03-01
  • GA RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Atlanta GA 10/2009 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-29
S66 Uniform Combined State Law Examination 2004-10-22
S63 Uniform Securities Agent State Law Examination 2003-08-18
  • S65 Uniform Investment Adviser Law Examination
    2024-02-29
  • S66 Uniform Combined State Law Examination
    2004-10-22
  • S63 Uniform Securities Agent State Law Examination
    2003-08-18
Other Names
  • Tom Hamby
  • Tom Hamby

View on SEC IAPD

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