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Plano, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2005 | 03/2017 |
| Bank Of America, Na | Dallas | TX | 12/2009 | 03/2017 |
NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIGHTLINE INC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: 2469 HONEYSUCKLE WAY SPRINGFIELD, MO 65802-0697 NATURE OF BUSINESS: REAL ESTATE MANAGEMENT POSITION, TITLE: DIRECTOR START DATE OF RELATIONSHIP: 2004 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR OF GENERAL PARTNER OF FATHER'S FAMILY LIMITED PARTNERSHIP O
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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